What this is
- This research investigates how different buffers affect the efficiency of () in delivering mRNA.
- , composed of ionizable lipids and cholesterol, exhibit varying transfection efficiencies based on the buffer type used during preparation.
- The study identifies citrate buffer as superior to phosphate and acetate buffers in enhancing mRNA expression levels.
Essence
- Citrate buffer enhances mRNA expression from () more effectively than phosphate or acetate buffers. The study links this to buffer-specific phase transitions in the LNP core, influencing endosomal release mechanisms.
Key takeaways
- Citrate buffer leads to the highest mRNA expression levels in , followed by phosphate and acetate buffers. This ranking aligns with the , indicating that buffer composition significantly impacts transfection efficiency.
- The phase transition from inverse micellar to inverse hexagonal structures occurs at lower pH levels in citrate buffer compared to phosphate and acetate. This transition facilitates a more effective pH response in , enhancing gene expression.
- The study proposes a mechanism where citrate stabilizes the hexagonal phase of , promoting endosomal release. This suggests that buffer choice can be strategically used to optimize LNP formulations for gene therapy.
Caveats
- The study primarily focuses on three ionizable lipids, and the generalizability of findings to other lipids remains uncertain. Further research is needed to confirm whether similar buffer effects apply across different lipid formulations.
- Experimental conditions, such as ionic strength and temperature, may influence the observed buffer-specific effects. Variations in these parameters could affect the reproducibility of results.
Definitions
- Lipid nanoparticles (LNPs): Nanoparticles composed of lipids used to deliver nucleic acids like mRNA into cells.
- Hofmeister series: A ranking of ions based on their ability to influence the solubility and stability of proteins and other macromolecules.
AI simplified
Results and Discussion
Specific Buffer Effects on MRNA LNPs and Transfection Efficiency
LNPs are composed of an external layer composed of PEG polymer with DSPC and MC3 lipids with an internal bulk phase composed of DLin-MC3-DMA and cholesterol. MC3 is an ionizable lipid with a pKa of 6.44,32 which makes it pH-sensitive (FigureA,B). The LNPs are internalized inside living cells at pH ∼ 7 until reaching the endosome, where mRNA is released at pH ∼ 6–6.5 (FigureA). To study the buffer effects, three common buffers were chosen (FigureC,D).
According to the Henderson–Hasselbalch equation (pH = pKa + log[A−]/[HA]), citrate, phosphate, and acetate with pKa of 6.40, 7.22, and 4.80, respectively, cover the whole pH range of the LNP route from internalization (pH 7) to mRNA release (pH 6). Sodium citrate buffer has been used in cationic lipid design for siRNA delivery1 and is by far the most used for LNP preparation at acidic pH. Sodium phosphate buffer was used with KCl and NaCl to store Pfizer’s mRNA vaccine.30 Sodium acetate buffer has been used to dilute mRNA for LNP encapsulation33 and as a dialysis buffer for ethanol removal after LNP preparation.34
To investigate buffer-specific effects on transfection kinetics, we prepared eGFP-mRNA LNPs in citrate, phosphate, or acetate buffer as described previously,14 followed by dialysis into water. We performed live-cell imaging on single-cell arrays (LISCA) after transfection and measured protein expression in a time-resolved manner.35 To this end, LNPs were preincubated in a cell culture medium supplemented with serum and transfected into the human liver carcinoma cell line (HuH7) seeded on a single-cell slide (FigureA).
Observation of the GFP expression kinetics of single cells resulted in a fluorescence trajectory for each cell (FigureB). Distinct differences between the buffers were apparent from these traces. Averaging all traces revealed the highest overall GFP level for LNPs prepared in citrate buffer followed by those prepared in phosphate buffer and the lowest expression from the acetate LNPs. The single-cell resolution allowed for the calculation of the total protein amount per cell expressed as the area under the curve (AUC) and the distinct onset of protein expression for every single cell (FigureC). Protein expression varied depending on the buffer in which the LNP was prepared, with the highest eGFP expression for the citrate, followed by phosphate, and lowest for the acetate buffer. FigureD shows the mean AUCs, in relative units normalized to the AUC in citrate, for all three ionizable lipids versus the mean expression onset. The buffer-specific effect appears to follow a conventional Hofmeister series with citrate > phosphate > acetate for the expression. The observed ordering in the onset times exhibits an inverse relation between the expression efficiency and expression onset time (FigureD). This confirms a correlation between fast onset and high protein expression levels as previously reported in time-resolved studies.36 To rule out buffer-specific effects on LNP preparation, LNP encapsulation (FigureE) and particle size (Table S1↗) were measured as controls. Note the encapsulation efficiencies and sizes are not affected by buffers within the accuracy of the measurement. In the case of MC3 the eGFP-mRNA LNPs encapsulation efficiency in buffer, 50 mM at pH 3, were (94 ± 4)% in citrate, (79 ± 8)% in phosphate and (97 ± 2)% in acetate respectively.
In summary, these findings indicate that the underlying endosomal release mechanism but not the formulation is dependent on the LNP preparation buffer.
Buffer specificity of LNP-mediated mRNA delivery. (A) Schematic drawing of internalization via endocytosis. Endosomal release of LNPs occurs as a consequence of acidification inside the endosome from pH 7 to about pH 6.5. (B) Schematic drawing of the bulk phase made by ionizable lipid DLin-MC3-DMA and cholesterol together with the bulk phase transition from3to Has pH decreases. (C) Buffer used during the dialysis process is chosen among a range of buffers: citrate (p6.4), phosphate (p7.2), and acetate (p4.8). To evaluate the phase transition, a wide range of pH values from 3.5 to 7.0 in a 0.5 pH unit has been studied. (D) Buffer valency at each pH depending on pvalues. Fd m K K K K II a a a a
Single cell transfection experiments: (A) Culturing cells on microfabricated single-cell arrays allows recording of hundreds of single-cell fluorescence trajectories in parallel. (B) Single cell expression time courses of eGFP-mRNA/LNPs (gray lines) show different fluorescence kinetics for different preparation buffers (averaged time courses shown in color). (C) Scatter plot of single cell expression efficiencies, area under the curve (AUC), versus expression onset times. (D) Relative efficiency in terms of AUC relative to efficiency of the LNP prepared in citrate buffer versus onset time of fluorescence. The three LNP buffer conditions exhibit an apparent Hofmeister ordering, showing earlier onset and higher protein expression for citrate compared with phosphate and acetate. Error bars indicate the standard error of the mean. (E) Encapsulation efficiencies for LNPs prepared using three different buffers and three different ionizable lipids.
Specific Buffer Effects on Bulk Phase Transitions
Next, we investigate the impact of buffers on the phase behavior of ionizable lipid/cholesterol bulk phases as a function of pH. These two-component bulk phases serve as a model for the inner core structure of LNPs, given that PEG and DSPC are restricted to the outer shell of the LNPs. As described in the methods section, the preparation of bulk phase samples consists of three dialysis steps to mimic LNP production by replacing the ethanol with buffer. The buffer (citrate, phosphate, or acetate) at the pH of choice comes into play in the third dialysis step. FigureA presents the SAXS scattering profiles for MC3/cholesterol/buffer phases in the presence of citrate, phosphate, and acetate buffers. In the following sections, we describe the pH-dependent structural transitions observed. As shown in FigureB decreasing the pH induces a phase transition from inverse micelles (LII)37 to inverse hexagonal phase (HII).37 The inverse micellar phase undergoes ordering transitions from a disorder LII through close-packed P63/mcc37,38 toward an inverse cubic Fd3m phase.39 This order of inverse phases as a function of pH has been reported before for MC3/cholesterol in citrate buffer.10 Here we find that the same behavior is also found in phosphate and acetate buffer but with slightly shifted pH values of transitions. In citrate buffer, P63/mmc and Fd3m phases are formed at pH 7.0 and pH 6.5, respectively, with decreasing pH. The same transitions are observed in the presence of acetate, but at a lower pH (P63/mmc at pH 6.5 and Fd3m at pH 6.0). A bigger difference is observed for phosphate, resulting in the LII phase being found in the region from pH 7.5 to 6.0 and a mixed phase P63/mmc + Fd3m at pH 5.5.
This inverse cubic-to-inverse hexagonal (Fd3m–HII) transition occurs at pH= 6.0 for citrate and at pH = 5.0 for acetate and phosphate (FigureA–C). Remarkably the critical pH value is shifted by one pH unit for acetate and phosphate compared to that for citrate. To demonstrate that the transition from inverse micellar (LII) to inverse hexagonal phase (HII) is a universal characteristic of clinically relevant ionizable lipids we also present the phase behavior of ALC-315/cholesterol and SM-103/cholesterol for all three buffers. We observe that the specific buffer effect on the LII–HII transition follows the trend pH (citrate) > pH (phosphate) = pH (acetate). This behavior can be explained by the common conic lipid shape factor which promotes inverse micellar phases at neutral pH.
Buffer specific effects on ionizable lipid mesophases. (A) SAXS measurements of MC3-cholesterol bulk samples dialyzed in the presence of 50 mM citrate, acetate, and phosphate buffer and NaCl 150 mM across a pH range of approximately 3.5 to 7.5. (B) Sequence of lipid phase symmetries with increasing protonation showing the order L,6/,3, Hand Q. (C) Phase diagrams showing the buffer-specific pH dependence for MC3, ALC-315, and SM-102. (D) Nearest neighbor distancebetween centers of encapsulated water micelles/tubes for MC3, ALC-315, and SM-102 with H,3,6/, and Lphases as a function of pH for the three different buffers. II 3 II II NN II 3 II P mcc Fd m d Fd m P mcc
Nearest Neighbor Distance () d NN
The dimensions of the bulk phase are characterized by the nearest neighbor distance (dNN), determined by extracting the lattice constants from SAXS measurements (Table S3↗). dNN is defined as the smallest distance between neighboring water cores or channels. Significant differences in dNN as a function of pH are seen in FigureD. We observe a general trend of increasing dNN with a decrease in pH throughout all lipids and buffers. This general trend is caused by the increasing charge at the ionizable lipid’s headgroup with decreasing pH. As described later in the theoretical section increasing electrostatic repulsion reduces the curvature of the lipid–water interface and causes an increasing lattice spacing. We find two distinct exceptions to this rule in the data. The first exception to this trend is the transition from Fd3m to HII which is accompanied by a reduction of dNN. This discontinuity is due to the packing symmetry of HII in contrast to the face-centered cubic Fd3m symmetry. We will come back to the associated energies in the inverse micellar to inverse hexagonal transition in the section on the mechanism of the pH transition. The second exception is the anomalous behavior found in the case of the HII phases of MC3 in acetate buffer, which appears to shrink with increasing protonation.
Effect of Ionic Strength and Temperature on the Bulk Phase
Charging of the lipid head groups, and consequently, the geometric packing parameter of the lipids is influenced by pH, temperature, and salt concentration. In the following, we examine these parameters in detail in the case of MC3 lipid. The previous experiments were carried out by using a fixed concentration of 50 mM for all buffers at different pH values. However, the charge (z) and the concentration (c) ratio between the acidic and the basic components of the buffer depends on pH (FigureC,D). For instance, at pH 5.5, the ionic strength for the different 50 mM buffers is 151 mM for citrate, 52 mM for phosphate, and 42 mM for acetate. To understand if the observed buffer specificity (Figure) could be ascribed to an ionic strength effect of the different 50 mM buffers, SAXS measurements were performed of the LNP bulk phases dialyzed in the presence of citrate and acetate at pH 5.5 and at a defined ionic strength (namely 160, 200, and 300 mM). pH 5.5 was chosen since all buffers showed a clearly ordered structure (Fd3m or HII). Figure S1A↗ shows that, for citrate buffer, HII is the only phase occurring at pH 5.5 for the three ionic strengths. In the case of acetate (Figure S1B↗), Fd3m and HII phases coexist at all ionic strengths, but an increase in ionic strength results in an increase in the signal of the inverse hexagonal structure compared to the Fd3m phase. The results indicate that electrostatic interactions play a role in driving the pH-dependent structural transition. It is known for triethanolamine buffer that an increase of ionic strength results in a shift in the equilibrium of −NH+ ⇌N + H+ toward the left, corresponding to a shift to higher effective pH (that is lower H+ activity).40 Similarly, in our system, an increase in ionic strength would enhance the protonation of the MC3 headgroup which would stabilize HII with respect to the Fd3m phase. We also investigated the effect of temperature at 22 and 37°C under pH 5.5. It is important to examine whether the transitions of the inner bulk phase of LNPs, which we consider the driving mechanism of mRNA transfection, occur in the same pH range observed at lab temperature compared to body temperature. In Figure S1B↗, we find the temperature increase favors the phase transition from inverse hexagonal HII to Fd3m + HII in the case of citrate and from Fd3m + HII to Fd3m for acetate. That is, the temperature increase has the opposite effect of an increase in ionic strength (Figure S1A↗), tending to stabilize F3dm and shifting the Fd3m-HII transition to lower pH values. The temperature dependence is consistent with the trend we would expect from the van’t Hoff equation for the temperature dependence of an acid equilibrium.41 The −NH+ ⇌N + H+ equilibrium is pushed toward dissociation at higher temperatures, leaving the MC3 molecule uncharged. This can be interpreted as an equivalent to pushing the system toward the behavior that would be expected at a lower pH. In summary, the effect of increasing ionic strength is to favor the inverse hexagonal phase, i.e., shift the phase transition to higher pH values, while that of increasing temperature is to favor the inverse micellar phases, i.e. pushing the phase transition to lower pH.
Mechanism of pH Transition and Buffer Specificity
In the following, we discuss the mechanism that drives the pH-dependent LII–HII transition in lipid mesophases. We then ask the question of why this mechanism is buffer-specific. Transfection efficiency measurements (FigureD) showed a buffer-specific effect that follows a (conventional) Hofmeister series with citrate > phosphate > acetate. In SAXS measurements, this ordering is also observed for the pH value of the MC3 bulk phase transitions Fd3m–HII. The bulk phase transitions observed by changing pH and ionic strength involve the MC3 charge, but crucially also involve a change in the curvature and area per MC3 headgroup. The balance between these properties determines the phase transition pH. Then, buffer specificity introduces shifts to that transition pH via the specific adsorption of buffer ions at the water–lipid interface (FigureA). The formation of the charge on MC3 at low pH favors the HII phase over the inverse micelle phases due to the higher mean curvature of the latter, which gives the inverse micelle phases a larger positive electrostatic energy. But at the same time, the curvature of the interface and area per headgroup affects the LII–HII transition via the elastic bending energy of the lipid layer,28 favoring the inverse micelle phases over the inverse hexagonal phases.
In general, energy is required if the lipid monolayer bends away from its preferred curvature. The bending energy is characterized by bending moduli κ and κG, and may be quantified via a Helfrich bending energy, Ebend = κ(C1 + C2 – C0)2/2 + κGC1C2, where C1 = 1/R1 and C2 = 1/R2 are the curvatures associated with the radii R1 and R2 in perpendicular directions along the surface of the lipid layer layer and C0 is the so-called spontaneous total curvature due to the conical lipid shape. Although spherical inverse micelles with C1 = C2 have lower individual curvatures (larger radii, corresponding to larger dNN values in the case of MC3), the cylinders of the inverse hexagonal phase have a lower total curvature (C1 + C2) because of the flat dimension along the axis of the cylinders with C2 = 0 (see also cartoon in FigureA). Protonation of the ionizable lipid headgroup will decrease the spontaneous curvature and drive the system from LII into the HII phase. The exact transition point depends on the ratio κG/κ, i.e., the contribution of Gaussian curvature and mean curvature to the total bending energy.42,43 The electrostatic energy due to the headgroup charge favors the formation of the inverse hexagonal phase at low pH, while the higher spontaneous curvature favors the formation of the inverse micelle phases at high pH. The balance between the two explains the broad trend of the MC3 phase transitions, with the transition point lying at a pH close to the MC3 pKa inside the LNPs of 6.44.44
To explain the buffer-specific order observed for bulk phase transitions, we propose a mechanism of specific ion adsorption with a consequent buffer-specific change in the area per headgroup. As illustrated in FigureA, we identify near (charged N group) and far (O ester group) moieties within the headgroup. The N-moiety remains in contact with the aqueous phase, whereas the O-moiety may not be in contact, depending on the headgroup orientation (FigureA). The strength of interactions of buffer ions with the lipid surface, including the N-moiety, follows the conventional series citrate > phosphate > acetate, confirmed by our MD simulations (FigureB). On the other hand, MD simulations (FigureC), and evaluation of London dispersion coefficients of ions (Table S4↗) with the O-moiety, suggest that adsorption at the O-moiety would be stronger for acetate than other buffer ions. Adsorption of acetate at the O-moiety requires the ion to penetrate deeper into the lipid phase and, therefore, is expected to lead to an increase in the area per headgroup. In this way, acetate stabilizes LII, consistent with SAXS data. At the same time, the adsorption of negatively charged ions at the N-moiety is expected to reduce the repulsion between the positively charged MC3 headgroup and will therefore reduce the area per headgroup at low pH. Consequently, citrate anions with preferred adsorption at the (positively charged) N-moiety (FigureB) decrease the area per headgroup, increasing the bending modulus and shifting the Fd3m-HII transition to a higher pH by stabilizing HII. Acetate ions with preferred adsorption at the O-moiety, likely involving London dispersion forces, increase the area per headgroup, decreasing the bending modulus and shifting the Fd3m-HII transition to a lower pH by stabilizing Fd3m. This mechanism, involving two types of specific interactions between the buffer ions and the lipid headgroups, in particular, with the positively charged N-moiety (via electrostatic interactions) and the neutral O-moiety (via nonelectrostatic dispersion forces), is in agreement with the results obtained by investigating the effect of ionic strength. Indeed, results in Figure S1↗, showing different SAXS patterns for the same ionic strengths obtained with citrate and acetate, confirm the occurrence of different mechanisms for the two buffers. The inverse hexagonal HII phase observed for citrate at the three investigated ionic strengths suggests its preferential interaction with the positively charged MC3 headgroups. By contrast, the coexisting Fd3m and HII phases, observed for acetate at the three ionic strengths, are consistent with a partial stabilization of the neutral form of the MC3 headgroup. In short, we can identify a direct buffer effect mediated via electrostatics and ion dispersion interactions and an indirect effect via a consequent change in the area per headgroup.
(A) Schematic drawing of the lipid conformation and geometric curvature in the inverse micellar (L) and inverse hexagonal (H) phase. At low pH, the lipid headgroups become protonated and extend outward, reducing the area per headgroup. (B) Snapshots of MD simulations of the Land Hphases of the MC3/cholesterol system. The area per lipid obtained from MD simulations is(L) = 0.53 nmand(H) = 0.45 nm. The protonated and neutral MC3 lipids are represented by dark and light blue colors respectively, cholesterol is green, and water is shown in transparent gray. II II II II II II A A 2 2
(A) Simulation snapshot of the lipid–water interface of the monolayer system at pH 5. Charged and uncharged MC3 lipids are shown in dark and light blue, respectively. POPC is shown in gray, citrate ions in yellow, and sodium in pink. (B, C) Normalized probability distributions of the buffer ions for pH 7.5 and pH 5 along theaxis (perpendicular to the interface as indicated in A). (D, E) Radial distribution function g(r) of the different buffer ions around the nitrogen (N) and oxygen (O1, O2) atoms of an uncharged or charged MC3 molecule in the monolayer at pH 5. (F, G) Selected simulation snapshot of citrate and acetate at distances indicated by the arrows in panel E. z
All-Atom MD Simulations of Interactions between Buffer Ions and MC3
To provide evidence of our hypothesis of specific ion adsorption at the lipid/water interface, we performed all-atom MD simulations in explicit water. To ensure the correct protonation degree of the ionizable MC3 lipid, we chose an MC3/POPC monolayer system (FigureA) for which the area per lipid and protonation degree at pH 5.0 and 7.5 were determined consistently in previous work.45 In the simulations, citrate buffer was represented by the trivalent citrate ion, phosphate buffer by HPO42–, and acetate buffer by the monovalent acetate ion. The affinity of the ions in terms of the probability distribution perpendicular to the lipid/water interface at pH 5.0 and 7.5 is shown in FigureB,C. The main adsorption peak at z = 0 nm corresponds to the interactions of the ions with the nitrogen moiety and follows a conventional Hofmeister ordering: citrate > phosphate > acetate. A second minor adsorption peak at z = −2 nm appears for acetate and corresponds to the interaction with the oxygen moiety. This peak is absent for the other ions and significantly smaller compared to the main adsorption peak. Further insights into the adsorption behavior at the interface can be gained from the local radial ion distributions g(r) around the charged and uncharged MC3 molecules. FigureD,E shows g(r) for the buffer ions around the N and O moieties (O1 representing the carbonyl O-moiety and O2 representing the ester O-moiety). For neutral MC3, the distributions at N- and O-moieties are similar (FigureD).
For charged MC3 (FigureE), pronounced differences between the ions and the different binding sites can be observed. The results show that citrate ions have a higher affinity toward the N atom in positively charged MC3 compared with the other buffer ions (as indicated by the highest peak in g(r) at a radial distance r = 0.28 nm in FigureE, top). Phosphate ions have the second highest affinity for the N-moiety followed by acetate. In the case of O-moieties, only acetate ions adsorb, while citrate and phosphate are depleted (FigureE, bottom). The simulation snapshots reveal that citrate ions are located at the lipid/water interface, while the acetate ions penetrate deeper into the lipid phase (FigureF,G). In summary, the affinity of buffer ions toward a lipid layer containing MC3 follows the Hofmeister series: citrate > phosphate > acetate. However, the local distribution of the ions is much more complex. The adsorption of acetate and depletion of phosphate and citrate at the oxygen is likely the cause of ion-specific buffer effects.
Conclusions
In this work, mRNA-LNPs were prepared in three buffers, citrate, phosphate, and acetate. Transfection efficiency showed a dependence on the preparation buffer employed in the order citrate > phosphate > acetate for all three ionizable lipids investigated. To rationalize the buffer-specific efficiency, we recall that the core phase of LNPs exhibits a densely ordered lipid phase, which is predominantly formed by cationic ionizable lipid MC3 together with cholesterol and hence is pH-responsive. Note that DSPC and PEG-lipid are unlikely to partition into inverse phases. To explore the effect of buffer on pH response, we studied ionizable lipid-cholesterol bulk mesophases as core phase mimicking systems using SAXS synchrotron measurements. We find that the critical phase transition from inverse micellar to inverse hexagonal, specifically Fd3m-HII in the case of MC3 and LII -HII in the case of SM-102 and ALC-315, is dependent on the buffer in the order citrate > phosphate ∼ acetate. In the case of MC3 lipid, the pH value of the transition shifts by 1 pH unit in citrate (6.5–5.5) compared to acetate (5.5–4.5). In earlier work, it was hypothesized that an analog structural transition occurs in the excess lipid regions inside LNPs and plays a critical role in the pH-dependent endosomal fusion process.8,14 The hypothesis that the structural transition of the LNP core induces endosomal fusion is plausible as the inverse micellar-to-inverse hexagonal transition causes defects destabilizing the surface monolayer of LNPs. A second mechanism associated with the pH-dependent structural transition involves the accumulation of the protonated ionizable lipid in the surface layer of LNPs at low pH. The resulting cationic surface charge consequently enhances the likelihood of endosomal fusion. A central question in our study is whether a theoretical explanation exists for the shift in the pH value of the Fd3m-HII transition as a function of the specific buffer used. We propose that competition of elastic bending energy and charging of the ionizable lipid headgroup leads to the predicted shift. A surprising insight was that the protonated MC3 lipid exhibits a smaller headgroup area due to a conformational change in the headgroup, as seen by MD simulations. The dependence of the phase transition on the buffer is explained by specific ion adsorption at the nitrogen (N) and oxygen (O) moieties of the ionizable lipid, with a consequent change in the area per headgroup. This view is consistent with the finding that increasing the ionic strength stabilizes the HII phase, likely favoring an even smaller headgroup area. By contrast, increasing the temperature to 37°C stabilizes the Fd3m phase due to a decrease in the pKa of MC3, which favors the neutral lipid species, pushing the phase transitions toward lower pH. There is scope for further work to confirm our interpretation that the area per headgroup varies with buffer ion adsorption. It seems likely that acetate adsorption at the O-moiety, with an associated increase in area per headgroup, is responsible for the swelling trend observed in the HII phase with the nearest neighbor distance (dNN) increasing with pH, while decreasing in the case of citrate and phosphate buffers.
The proposed mechanism presents a consistent structure–activity relation. The key assumption is that a pH-dependent structural transition in the excess lipid regions of the LNP core phase leads to endosomal fusion. For the argument to be conclusive, we must assume that the buffer ions used in the preparation of LNPs remain inside the LNPs and are not diluting out. A correlation of the transfection efficiency and bulk phase transition has been demonstrated here for three ionizable lipids: MC3, SM-102, and ALC-315. To what extent the structure–activity relation can be extended to other ionizable lipids remains to be determined. In recent work, it has been shown that the two mainstream COVID-19 vaccines ionizable ALC-315 and SM-102 lipids, show the same order of core phase changes as presented here.8 The proposed mechanism involves a direct buffer effect via specific adsorption of buffers but also an indirect effect via changes in the area per lipid headgroup consequent to buffer adsorption. In the case of MC3, a crucial finding is the role of buffer (acetate) adsorption at the O-moiety of the headgroup, distinct from interactions with the N-moiety carrying the headgroup charge. This suggests an avenue for engineering LNP behavior, manipulating the transition pH by functionalization of the headgroup beyond simply its ionizable character. Consistent with the notion of the lipid packing parameter,11,39 controlling the area per headgroup, and thereby the strength of the lipid layer bending energy, is key to controlling the transition. To achieve rational design strategies to exploit the described buffer-specific effects, theoretical models are required that explain the specific ion adsorption mechanism using MD simulation as well as an elastic continuum description of the mesophases. The consistent buffer-specific effects on LNP behavior demonstrate that understanding ionizable lipid mesophase transitions is useful for rationalizing mRNA transfection efficiencies and for further advancement of lipid formulations for gene therapy.
Methods
Materials
DLin-MC3-DMA(O-(Z,Z,Z,Z-heptatriaconta-6,9,26,29-tetraem-19-yl)-4-(N,N-dimethylamino) butanoate; (MC3, 99%), ALC-315 ([(4-hydroxybutyl)azanediyl]di(hexane-6,1-diyl) bis(2-hexyldecanoate)), and SM-102 (9-Heptadecanyl 8-{(2-hydroxyethyl)[6-oxo-6-(undecyloxy)hexyl]amino}octanoate) were purchased by MedChemExpress. 1,2-distearoyl-sn-glycero-3-phosphocholine, (DSPC, 99%), 1,2-distearoyl-sn-glycero-3-phosphoethanolamine-N-[amino(polyethylene glycol) (DSPE-PEG2000, 99%), cholesterol, sodium citrate dihydrate (99%), citric acid (99%), monobasic sodium phosphate (99%), disodium hydrogen phosphate (99%), hydrochloric acid (37%), sodium hydroxide (97%), sodium acetate (99%), acetic acid (99.8%), and citric acid (99.5%) were purchased by Avanti Polar lipid Sigma-Aldrich.
Preparation of eGFP-mRNA LNPs
ARCA eGFP (Enhanced Green Fluorescent Protein) mRNA (APExBIO) was encapsulated in an LNP of four lipid components (DLin-MC3-DMA, DSPC, Cholesterol, and DMPE-PEG2000) in a 50:10:38.5:1.5 molar ratio. mRNA and buffer (pH 3) were prepared in aqueous solution (0.075 mg/mL) while the lipid components (1.11 mg/mL MC3, 0.27 mg/mL DSPC, 0.52 mg/mL cholesterol, and 0.15 mg/mL DSPE-PEG2k) were dissolved in ethanol. Concentrations were chosen to reach a final LNP concentration of 0.05 mg/mL mRNA concentration with an N/P ratio of 4 and a final buffer concentration of 50 mM. Microfluidic mixing was carried out with the NanoAssemblr Spark (Precision NanoSystems) at a volume ratio of aqueous:organic 2:1 ratio. Following mixing, the LNPs were incubated for 20 min at room temperature. To remove residual ethanol and buffers from the solution, LNPs were transferred to Slide-A-Lyzer MINI dialysis cups with 3.5 kDa molecular weight cutoff (ThermoFisher Scientific) and dialyzed into water for 18 h at room temperature. Size distribution was measured using a DynaPro NanoStar (Wyatt) DLS device. Encapsulation efficiency was assessed using the Quant-it RiboGreen RNA dye (Invitrogen).
LNP Transfection Efficiency
Cells were cultured in RPMI 1640 Medium (ThermoFisher Scientific) supplemented with 10% (v/v) FBS (fetal bovine serum, ThermoFisher Scientific, no. 10270106), 5 mM HEPES (GibcoTM, Thermofisher Scientific, #15630080), and 1 mM Na-Pyruvate (GibcoTM, Thermofisher Scientific, #11360070) at 37°C, 5% CO2. For live-cell imaging, microstructures were prepared to allow single-cell culture. Therefore, six-channel μ-slides (ibidi) coated with cell-repellent PVA were treated with PLPP (N-(4-[benzoyl]benzyl)-N,N,N-triethylammonium bromide) (enamine) in an agarose and calcium peroxide solution and selectively illuminated with UV light (365 nm). Selective illumination was facilitated with a photomask patterned with 20 × 20 μm squares and an 80 μm spacer. After illumination, the channels were rinsed with water and 0.5 M HCl. The resulting squares were coated with laminin by incubation in a 20 μg/mL laminin (BioLamina) working solution in PBS for 1 h at 37°C.
Application of cells in the medium for 1 h led to self-assembly in a single cell pattern, as depicted in FigureA. eGFP-mRNA-LNPs were diluted in RPMI medium supplemented with FCS to a final concentration of 1 ng/μL and incubated for 1 h at room temperature to allow the formation of a protein corona. Subsequently, the LNP solution was applied for 1 h and washed afterward with L15-medium without phenol red (ThermoFisher Scientific). Cells were transferred to the microscope (Nikon TI Eclipse) and imaged over 30 h with image acquisition every 10 min. Image analysis was then performed using our in-house Python-based software including segmentation and background correction based on Schwarzfischer et al.46 to generate fluorescence trajectories.
Bulk Phase Preparation: Dialysis Steps
MC3/cholesterol bulk phases were prepared under a range of pH conditions via three dialysis steps. First, the MC3 and cholesterol were dissolved in ethanol and mixed in a molar ratio of 3:1 (MC3: cholesterol) to a total lipid concentration of 56.1 mg/mL (MC3 46.7 mg/mL and cholesterol 9.4 mg/mL). The mixture was put into a dialysis cup with a molecular weight cut off of 3.5 kDa. Samples were first dialyzed against a 50 mM citrate buffer (pH 3) containing ethanol (at a volume ratio of 3:1, buffer: ethanol) for 48 h. In the second dialysis step, the sample was dialyzed against PBS (1 mM KH2PO4, 155 mM NaCl, 3 mM Na2HPO4 0.7 H2O, pH 7.4) for 48 h. In the third step, the sample was dialyzed against NaCl 150 mM and the buffer of choice (citrate, acetate, or phosphate 50 mM at pH 3.5, 4.0, 4.5, 5.0, 5.5, 6.0, 6.5, 7.0) with the required final pH for 48 h. The samples at different ionic strengths (I) were prepared at different acetate, phosphate, and citrate concentrations to reach I = 160 mM, I = 200 mM, and I = 300 mM including the background salt NaCl 150 mM. The supernatant was removed from the cup and the solid precipitates were extracted for characterization by SAXS.
SAXS Measurements
Synchrotron small-angle X-ray scattering (SAXS) was carried out at the P12 EMBL BioSAXS and P62 SAXSMAT beamlines, PETRA III, DESY (Hamburg, Germany). The beamline instrumentation has been described previously.47,48 Further SAXS experiments were performed using an internal instrument at LMU. The crystallographic space groups of the liquid crystalline phases were determined from the relative peak positions. All of the measurements at P12 and P62 were performed in quartz capillaries. The scattering data background was subtracted by measuring the empty capillaries.
Calculation of Nearest Neighbor Distance d NN
The nearest neighbor distance was calculated for each mesophase using the peak positions with their respective Miller indices following the formula shown in Tables S2 and S3↗ (see the Supporting Information↗).14
All-Atom Molecular Dynamics Simulations
Ion-specific adsorption simulation setup: To investigate the adsorption of acetate, phosphate, and citrate at the lipid/water interface, we used a monolayer setup. The lipid monolayer contained MC3 and POPC lipids in a 1:4 molar ratio and was constructed using the Men-Gen web server49 following the published procedure of our previous work.45 Each leaflet of the monolayer contained 200 lipids separated by a water column of approximately 15 nm. The reason for choosing this setup was that the protonation degree at two pH values was determined consistently from a combination of simulations and scattering experiments.45 This was crucial since the degree of protonation is inherently difficult to predict since it depends on the local lipid environment and is not directly accessible from experiments. Specifically, the lipid monolayer at pH 5 has a protonation degree of 67.5% ionizable MC3. At pH 7.5, the protonation degree is 14.5%. Both values significantly deviate from simple theoretical predictions. For each pH value, the monolayers were simulated at a buffer concentration of 50 mM. Sodium acetate (CH3COONa), sodium phosphate (Na2HPO4), and sodium citrate (Na3C6H5O7) were used in the experiments. Thus, a total of six simulations of the lipid monolayer were performed, covering two pH levels and three different buffers. Each simulation was repeated three times to improve the sampling statics.
The AMBER Lipid 17 force field was used to describe the POPC lipids. For the cationic and neutral MC3 molecules, we used recently developed force fields, which closely reproduce the experimental structure of lipid layers and are compatible with the AMBER force field family.50 The TIP3P water model51 along with Mamatkulov–Schwierz52 force field parameters for Na+ ions was also used. The citrate ion was described using the force field parameters obtained from Wright53 while the acetate and phosphate ion force field parameters were obtained from Kashefolgheta.54 The combination rule for the anion–cation interactions was modified to avoid crystallization artifacts. The resulting force field parameters are available at “(https://git.rz.uni-augsburg.de/cbio-gitpub/force-fields-buffer-ions↗).”
All-atom molecular dynamic simulations were performed using the GROMACS55 package (v-2024). A gradient descent algorithm was used to minimize the energy of the system. The simulations were performed in the NVT ensemble to ensure the correct area per lipid.50 The temperature was maintained at 293.15 K using the velocity rescale thermostat with a time constant of 1.0 ps. The Lennard–Jones potential was cut off and shifted to zero at 1.2 nm. Short-ranged electrostatic interactions were cutoff at 1.2 nm, and the Particle Mesh Ewald (PME) method was used to evaluate long-range electrostatics. Hydrogen bonds were constrained using the LINCS algorithm, and a time step of 2 fs was used. Each production run was performed for 70 ns. The first 20 ns of the simulation were discarded to account for equilibration and the rest of the trajectory was analyzed using GROMACS inbuilt modules and MDAnalysis.56 The trajectories were visualized, and snapshots were generated using visual molecular dynamics (VMD).57
Area per headgroup of HII and LII phases: to obtain the area per headgroup, we used data from our previous work,14 where we simulated the inverse hexagonal (HII) and inverse micellar (LII) phases. The HII phase consisted of fully protonated DLin-MC3-DMA (MC3) lipids combined with cholesterol in a 3:1 molar ratio, maintaining a water-to-lipid ratio (nw) of 12 to match the experimental lattice spacing of 60 Å. The LII phase consisted of fully uncharged MC3 lipids using also nw = 12. Details on the calculation of the area per headgroup are provided in the Supporting Information↗.
Content submitted to preprint server bioRxiv, Authors: Cristina Carucci, Julian Philipp, Judith A. Müller Akhil Sudarsan, Ekaterina Kostyurina, Clement E. Blanchet, Nadine Schwierz, Drew F. Parsons, Andrea Salis, Joachim O. Rädler. Title: Buffer specificity of ionizable lipid nanoparticle transfection efficiency and bulk phase transition. 2025, DOI: 10.1101/2025.01.17.63350. Repository: bioRxiv, the preprint service for biology. 10.1101/2025.01.17.633509↗ (version accessed January 21, 2025).
Acknowledgments
C.C. thanks Mobilità Giovani Ricercatori (MGR) 2023 project from the University of Cagliari (UniCA) and MIUR (PON-AIM Azione I.2-DD n. 407-27.02.2018, AIM1890410-2). A.S. thanks the Italian Center for Colloid and Surface Science (CSGI) and Fondazione di Sardegna - FdS 2022 (F73C23001600007) for financial support. NS thanks Ana Vila Verde for sharing the force field parameters, helping with the partial charges, and having fruitful discussions. Deutsches Elektronen-Synchrotron (DESY) P12 BioSAXS EMBL and P62 SAXSMAT beamlines at PETRA III (Hamburg, Germany), and the beamline scientists Clement E. Blanchet and Xiao Sun are greatly acknowledged for synchrotron beamtime under the project’s proposal SAXS-1247 and SAXS-1261. JR and NS were supported by the German Federal Ministry of Education and Research through BMBF Project 05K18WMA and 05K18EZA within the framework of the Swedish German research collaboration Röntgen-Ångström Cluster. DFP acknowledges financial support under the National Recovery and Resilience Plan (NRRP), Mission 4, Component 2, Investment 1.1, Call for tender No. 1409 published on 14.9.2022 by the Italian Ministry of University and Research (MUR), funded by the European Union – Next GenerationEU– Project Title Structure and flow dynamics of Concentrated AMphiphilic BIOmolecules (CAmBio): driving the change to eco-sustainable surfactant formulations – CUP F53D23008790001- Grant Assignment Decree No. n. 1386 was adopted on 01/09/2023 by the Italian Ministry of Ministry of University and Research (MUR). We also acknowledge the CINECA award under the ISCRA initiative, for the availability of high-performance computing resources and support. The authors gratefully acknowledge the scientific support and HPC resources provided by the Erlangen National High Performance Computing Center (NHR@FAU) of the Friedrich-Alexander-Universität Erlangen-Nürnberg (FAU) under the NHR project b119ee.
Supporting Information Available
The Supporting Information is available free of charge at https://pubs.acs.org/doi/10.1021/acsnano.4c14098↗.
Author Contributions
C.C.: Conceptualization; Formal analysis; Data curation; Investigation; Methodology; SAXS measurements; SAXS data acquisition; Validation; Visualization; Writing - original draft; Writing - review and editing. J.P.: Formal analysis; Data curation; Investigation; Methodology; SAXS measurements; SAXS data acquisition; Validation; Visualization; Writing - original draft. J.M.: Formal analysis; Data curation; Methodology; Investigation; Writing - review and editing. Ak.Su.: Validation; Formal analysis; Software; Methodology E.K. SAXS data acquisition; Validation; Visualization. C.E.B.: SAXS data acquisition. N.S.: Validation; Formal analysis; Software; Methodology. D.F.P.: Conceptualization; Formal analysis; Software; Investigation; Validation; Visualization; Writing - original draft, Writing - review and editing; Supervision. A.S.: Conceptualization; Formal analysis; Investigation; Methodology; Validation; Visualization; Funding acquisition; Writing - original draft, Writing - review and editing; Supervision. J.R.: Conceptualization; Formal analysis; Investigation; Methodology; Validation; Visualization; Resources; Funding acquisition; Writing - original draft, Writing - review and editing; Supervision. The manuscript was written through the contributions of all authors. All authors have given approval to the final version of the manuscript. C.C. and J.P. contributed equally to the work.
The authors declare no competing financial interest.